Tuesday, August 11, 2015

$2.545 million Rodriguez Gonzalez v UBS of Puerto Rico Award

In August 2015, a FINRA arbitration panel in San Juan, PR ordered UBS Financial Services and UBS Financial Services of Puerto Rico to pay $2,545,000 in compensatory damages. You can read the award here. Dr. McCann testified on liability and damages over UBS Puerto Rico’s sale of UBS Puerto Rico municipal bond closed end funds.

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