Friday, December 18, 2015

$1.425 million Roldan Caraballo v UBS of Puerto Rico Award

In December 2015, a FINRA arbitration panel in Miami, FL ordered UBS Financial Services and UBS Financial Services of Puerto Rico to pay $1,425,000 in compensatory damages, interest, attorneys’ fees and expert costs. You can read the award here. Dr. McCann testified on liability and damages over UBS Puerto Rico's sale of UBS Puerto Rico municipal bond closed end funds.

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