Friday, February 19, 2016

$1.45 million Bengoa v UBS of Puerto Rico Award

In February 2016, a FINRA arbitration panel in San Juan, PR ordered UBS Financial Services and UBS Financial Services of Puerto Rico to pay at least $1,450,000 in compensatory damages, interest, attorneys' fees and expert costs. You can read the award here. Dr. McCann testified on liability and damages over UBS Puerto Rico's sale of UBS Puerto Rico municipal bond closed end funds.

1 comment:

Please keep comments appropriate. Malicious comments or solicitations will be removed.