Wednesday, March 6, 2019

$148,000 Aguayo v Santander Securities Award

In February 2019, a FINRA arbitration panel in San Juan, PR ordered Santander Securities to pay at least $148,000 in compensatory damages, interest and costs. You can read the award here. Dr. McCann testified on liability and damages over Santander’s sale of Puerto Rico closed end funds and municipal bonds.

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